Filing Details
- Accession Number:
- 0000350894-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 11:57:28
- Reporting Period:
- 2020-11-30
- Accepted Time:
- 2021-03-09 11:57:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191733 | Wayne Withrow | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-30 | 300 | $0.00 | 40,874 | No | 4 | G | Direct | |
Common Stock | Disposition | 2020-12-07 | 1,805 | $0.00 | 39,069 | No | 4 | G | Direct | |
Common Stock | Disposition | 2020-12-16 | 90 | $0.00 | 38,979 | No | 4 | G | Direct | |
Common Stock | Disposition | 2020-12-21 | 180 | $0.00 | 38,799 | No | 4 | G | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2021-03-05 | 5,000 | $15.77 | 43,799 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-05 | 5,000 | $57.98 | 38,799 | No | 4 | S | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2021-03-08 | 5,000 | $15.77 | 43,799 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-08 | 5,000 | $59.19 | 38,799 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2021-03-05 | 5,000 | $15.77 | 5,000 | $15.77 |
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2021-03-08 | 5,000 | $15.77 | 5,000 | $15.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2014-02-28 | 2021-12-13 | No | 4 | M | Direct |
20,000 | 2014-02-28 | 2021-12-13 | No | 4 | M | Direct |