Filing Details

Accession Number:
0000899243-21-010509
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-08 21:05:29
Reporting Period:
2021-03-04
Accepted Time:
2021-03-08 21:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779772 B. Pamela Burke C/O Grocery Outlet Holding Corp.,
5650 Hollis Street
Emeryville CA 94608
Cao, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-04 9,705 $0.00 18,755 No 4 A Direct
Common Stock Disposition 2021-03-04 1,204 $35.27 17,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents 9,705 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 14,557 unvested performance stock units at target achievement (or up to an additional 29,113 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.
  2. These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.