Filing Details
- Accession Number:
- 0000899243-21-010509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-08 21:05:29
- Reporting Period:
- 2021-03-04
- Accepted Time:
- 2021-03-08 21:05:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779772 | B. Pamela Burke | C/O Grocery Outlet Holding Corp., 5650 Hollis Street Emeryville CA 94608 | Cao, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-04 | 9,705 | $0.00 | 18,755 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-03-04 | 1,204 | $35.27 | 17,551 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents 9,705 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 14,557 unvested performance stock units at target achievement (or up to an additional 29,113 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.
- These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.