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Filing Details

Accession Number:: 0001288847-21-000043
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-08 18:36:37
Reporting Period:: 2021-03-04

Accepted Time:: 2021-03-08 18:36:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288847	Five9 Inc.	FIVN	Services-Computer Processing & Data Preparation (7374)	943394123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305625	Scott Welch	C/O Five9, Inc. 3001 Bishop Dr., Ste. #350 San Ramon, CA 94583	Evp, Telco Services & Gm Emea	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-03-04	1,509	$165.69	46,148	No	4	S	Direct
Common Stock	Disposition	2021-03-04	697	$166.15	45,451	No	4	S	Direct
Common Stock	Acquisiton	2021-03-04	3,095	$16.25	48,546	No	4	M	Direct
Common Stock	Acquisiton	2021-03-04	3,701	$29.89	52,247	No	4	M	Direct
Common Stock	Acquisiton	2021-03-04	1,062	$53.00	53,309	No	4	M	Direct
Common Stock	Acquisiton	2021-03-04	911	$72.29	54,220	No	4	M	Direct
Common Stock	Disposition	2021-03-04	3,391	$166.81	50,829	No	4	S	Direct
Common Stock	Disposition	2021-03-04	1,563	$167.86	49,266	No	4	S	Direct
Common Stock	Disposition	2021-03-04	1,800	$168.78	47,466	No	4	S	Direct
Common Stock	Disposition	2021-03-04	1,800	$169.86	45,666	No	4	S	Direct
Common Stock	Disposition	2021-03-04	900	$170.93	44,766	No	4	S	Direct
Common Stock	Disposition	2021-03-04	2,111	$172.26	42,655	No	4	S	Direct
Common Stock	Disposition	2021-03-04	400	$173.64	42,255	No	4	S	Direct
Common Stock	Disposition	2021-03-04	400	$174.48	41,855	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-04	3,095	$0.00	3,095	$16.25
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-04	3,701	$0.00	3,701	$29.89
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-04	1,062	$0.00	1,062	$53.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-04	911	$0.00	911	$72.29

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2027-02-23	No	4	M	Direct
14,803	2028-02-26	No	4	M	Direct
8,495	2029-02-22	No	4	M	Direct
10,937	2030-02-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,500	Indirect	by Trust

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.
The reported sales were to cover taxes upon the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.03 to $166.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.04 to $166.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.30 to $167.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.32 to $168.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.45 to $169.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.52 to $170.46, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.57 to $171.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.60 to $172.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.41 to $174.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.43 to $174.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option granted on February 23, 2017 is fully vested.
The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.
The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.
The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.