Filing Details
- Accession Number:
- 0001209191-21-018692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-08 18:23:02
- Reporting Period:
- 2021-03-04
- Accepted Time:
- 2021-03-08 18:23:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130310 | Centerpoint Energy Inc | CNP | Electric Services (4911) | 740694415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1700508 | D. Leslie Biddle | 1111 Louisiana Houston TX 77002 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-04 | 35,000 | $19.94 | 34,096 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- On March 1, 2021, the Reporting Person inadvertently purchased 50,000 shares of Issuer's common stock (the "March 1 Purchase") rather than the 15,000 shares of Issuer's common stock that the Reporting Person intended to purchase. The sale reported on this Form 4 corrected the amount inadvertently purchased by the Reporting Person. The Reporting Person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with 35,000 shares of Issuer's common stock included in the Reporting Person's March 1 Purchase. The Reporting Person has agreed to pay to the Issuer the full amount of the profit realized by the Reporting Person (i.e., $6,322 of gross profit realized less $4,250 of direct transaction costs) attributable to the matching of the purchase and sale of such shares of Issuer's common stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.7450 to $20.4050 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.