Filing Details
- Accession Number:
- 0001567619-21-005832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-08 17:37:51
- Reporting Period:
- 2021-03-04
- Accepted Time:
- 2021-03-08 17:37:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381197 | Interactive Brokers Group Inc. | IBKR | Security Brokers, Dealers & Flotation Companies (6211) | 300390693 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391403 | Jonathan Paul Brody | One Pickwick Plaza Greenwich CT 06830 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-03-04 | 270 | $73.76 | 6,544 | No | 4 | S | Indirect | by PJB Holdings LLC |
Class A Common Stock | Disposition | 2021-03-04 | 602 | $74.62 | 5,942 | No | 4 | S | Indirect | by PJB Holdings LLC |
Class A Common Stock | Disposition | 2021-03-04 | 61 | $75.56 | 5,881 | No | 4 | S | Indirect | by PJB Holdings LLC |
Class A Common Stock | Disposition | 2021-03-05 | 112 | $72.08 | 5,769 | No | 4 | S | Indirect | by PJB Holdings LLC |
Class A Common Stock | Disposition | 2021-03-05 | 203 | $73.22 | 5,566 | No | 4 | S | Indirect | by PJB Holdings LLC |
Class A Common Stock | Disposition | 2021-03-05 | 432 | $74.21 | 5,134 | No | 4 | S | Indirect | by PJB Holdings LLC |
Class A Common Stock | Disposition | 2021-03-05 | 170 | $74.97 | 4,964 | No | 4 | S | Indirect | by PJB Holdings LLC |
Class A Common Stock | Disposition | 2021-03-05 | 14 | $76.06 | 4,950 | No | 4 | S | Indirect | by PJB Holdings LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by PJB Holdings LLC |
No | 4 | S | Indirect | by PJB Holdings LLC |
No | 4 | S | Indirect | by PJB Holdings LLC |
No | 4 | S | Indirect | by PJB Holdings LLC |
No | 4 | S | Indirect | by PJB Holdings LLC |
No | 4 | S | Indirect | by PJB Holdings LLC |
No | 4 | S | Indirect | by PJB Holdings LLC |
No | 4 | S | Indirect | by PJB Holdings LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 698,113 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.
- Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.
- This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.23 to $74.22. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (10) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.23 to $75.22.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.23 to $75.85.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.64 to $72.63.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.64 to $73.63.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.64 to $74.63.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.64 to $75.57.