Filing Details
- Accession Number:
- 0001140361-21-007672
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-03-08 17:03:36
- Reporting Period:
- 2021-01-29
- Accepted Time:
- 2021-03-08 17:03:36
- Original Submission Date:
- 2021-02-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1830197 | Home Point Capital Inc. | HMPT | Mortgage Bankers & Loan Correspondents (6162) | 901116426 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1843125 | Martin Phillip Miller | C/O Home Point Capital Inc. 2211 Old Earhart Road, Suite 250 Ann Arbor MI 48105 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-02 | 1,409 | $12.16 | 25,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2021-01-29 | 134,818 | $0.00 | 134,818 | $1.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 134,818 | 2029-09-11 | No | 4 | A | Direct |
Footnotes
- This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
- These stock options vest over five years, with 40 percent of the grant vesting based on continued service through September 11, 2021 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
- These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021.
Billionaire Hedge Funds
