Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001104659-21-033293)

Filing Details

Accession Number:: 0001104659-21-033293
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-08 16:28:02
Reporting Period:: 2021-03-05

Accepted Time:: 2021-03-08 16:28:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1839412	Roth Ch Acquisition Iii Co	ROCRU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1810072	Rick Hartfiel	C/O Roth Ch Acquisition Iii Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660	Co-President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-05	11,132	$10.00	89,577	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2021-03-05	2,783	$0.00	2,783	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,783			No	4	P	Direct

Footnotes

The reporting person acquired units, consisting of shares and warrants.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.