Filing Details

Accession Number:
0001104659-21-033293
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-08 16:28:02
Reporting Period:
2021-03-05
Accepted Time:
2021-03-08 16:28:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1839412 Roth Ch Acquisition Iii Co ROCRU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1810072 Rick Hartfiel C/O Roth Ch Acquisition Iii Co.
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
Co-President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-05 11,132 $10.00 89,577 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase Common Stock Acquisiton 2021-03-05 2,783 $0.00 2,783 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,783 No 4 P Direct
Footnotes
  1. The reporting person acquired units, consisting of shares and warrants.
  2. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  3. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.