Filing Details
- Accession Number:
- 0001104659-21-033292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-08 16:27:41
- Reporting Period:
- 2021-03-05
- Accepted Time:
- 2021-03-08 16:27:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1839412 | Roth Ch Acquisition Iii Co | ROCRU | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1465272 | Montgomery Molly | C/O Roth Ch Acquisition Iii Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-05 | 5,000 | $10.00 | 40,233 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants to purchase Common Stock | Acquisiton | 2021-03-05 | 1,250 | $0.00 | 1,250 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | No | 4 | P | Direct |
Footnotes
- The reporting person acquired units, consisting of shares and warrants.
- The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Billionaire Hedge Funds
