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Home > Insider Trading > Filing (0001104659-21-033288)

Filing Details

Accession Number:: 0001104659-21-033288
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-08 16:27:04
Reporting Period:: 2021-03-05

Accepted Time:: 2021-03-08 16:27:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1839412	Roth Ch Acquisition Iii Co	ROCRU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1383194	C John Lipman	C/O Roth Ch Acquisition Iii Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660	Co-Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-05	86,917	$10.00	699,381	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2021-03-05	21,729	$0.00	21,729	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
21,729			No	4	P	Direct

Footnotes

The reporting person acquired units, consisting of shares and warrants.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.