Filing Details
- Accession Number:
- 0001403256-21-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-08 16:18:40
- Reporting Period:
- 2021-03-04
- Accepted Time:
- 2021-03-08 16:18:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403256 | Sculptor Capital Management Inc. | SCU | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1691807 | Michael David Levine | C/O Sculptor Capital Management 9 West 57Th Street New York NY 10019 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Shares | Acquisiton | 2021-03-04 | 595 | $0.00 | 595 | No | 4 | M | Direct | |
| Class A Shares | Disposition | 2021-03-05 | 595 | $21.03 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Shares | Class A Restricted Share Units | Acquisiton | 2021-03-04 | 595 | $0.00 | 595 | $0.00 |
| Class A Shares | Class A Restricted Share Units | Disposition | 2021-03-04 | 595 | $0.00 | 595 | $0.00 |
| Class A Shares | Class A Restricted Share Units | Acquisiton | 2021-03-04 | 1,198 | $0.00 | 1,198 | $0.00 |
| Class A Shares | Class A Restricted Share Units | Acquisiton | 2021-03-04 | 1,043 | $0.00 | 1,043 | $0.00 |
| Class A Shares | Class A Restricted Share Units | Acquisiton | 2021-03-04 | 2,040 | $0.00 | 2,040 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 595 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 12,194 | No | 4 | A | Direct | ||
| 10,617 | No | 4 | A | Direct | ||
| 20,765 | No | 4 | A | Direct |
Footnotes
- The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
- Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- The Class A Shares were sold at $21.03.
- The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
- The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 23, 2017. The Class A Restricted Share Units are fully vested, as they relate to dividend equivalents accrued on the Class A Restricted Share Units that vested on March 1, 2021.
- The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022 and January 1, 2023.
- The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022.
- The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022, January 1, 2023 and January 1, 2024.
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