Home > Insider Trading > Filing (0001209191-21-018516)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1289945	Spok Holdings Inc	SPOK	Radiotelephone Communications (4812)	161694797

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1747745	J Todd Stein	C/O Spok Holdings, Inc. 6850 Versar Ctr Ste 400 Springfield VA 22151		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-04	0	$0.00	553,390	No	4	P	Indirect	Braeside Capital II, L.P.
Common Stock	Acquisiton	2021-03-04	0	$0.00	510,601	No	4	P	Indirect	Braeside Capital, L.P.
Common Stock	Acquisiton	2021-03-04	0	$0.00	15,780	No	4	P	Direct
Common Stock	Acquisiton	2021-03-04	2,609	$10.50	15,108	No	4	P	Indirect	Braeside Investments, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Braeside Capital II, L.P.
No	4	P	Indirect	Braeside Capital, L.P.
No	4	P	Direct
No	4	P	Indirect	Braeside Investments, LLC

Footnotes

Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.