Filing Details
- Accession Number:
- 0001140361-11-022920
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-04-22 14:01:06
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-04-22
- Accepted Time:
- 2011-04-22 14:01:06
- Original Submission Date:
- 2011-04-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1296391 | Tengion Inc | TNGN | Biological Products, (No Disgnostic Substances) (2836) | 200214813 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341125 | Richard Kuntz | C/O Tengion, Inc. 2900 Potshop Lane, Suite 100 East Norriton PA 19403 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock ($0.001 Par Value) | Acquisiton | 2011-03-04 | 0 | $0.00 | 0 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock ($0.001 Par Value) | Common Stock Warrant (right to buy) | Acquisiton | 2011-03-04 | 0 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | P | Indirect |
Footnotes
- On a Form 4 filed on April 18, 2011, Dr. Kuntz reported an indirect beneficial ownership in shares of common stock and warrants to acquire shares of common stock of Tengion, Inc. held by Medtronic, Inc. Dr. Kuntz is Medtronic, Inc.'s Senior Vice President and Chief Scientific, Clinical and Regulatory Officer. Pursuant to safe harbor set forth in Rule 16a-1(a)(2)(iii), Dr. Kuntz is not deemed to have a pecuniary interest in the securities held by Medtronic, Inc. and therefore was not required to file such Form 4 for that transaction. Therefore, such Form 4 was filed in error and should be considered withdrawn.