Filing Details
- Accession Number:
- 0001104659-21-033173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-08 14:28:53
- Reporting Period:
- 2021-03-04
- Accepted Time:
- 2021-03-08 14:28:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509470 | Suro Capital Corp. | SSSS | () | 274443543 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1742297 | Allison Green | C/O Suro Capital Corp. One Sansome Street, Suite 730 San Francisco CA 94104 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-04 | 10,000 | $11.86 | 38,523 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-03-05 | 6,610 | $11.99 | 45,133 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Transaction reported on this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2020.
- The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.74 to $11.97 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 28,523 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vest on February 10, 2022, 1/3 vest on February 10, 2023, and 1/3 vest on February 10, 2024.
- The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.98 to $12.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.