Filing Details
- Accession Number:
- 0001225208-11-012157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-22 13:51:30
- Reporting Period:
- 2011-04-21
- Filing Date:
- 2011-04-22
- Accepted Time:
- 2011-04-22 13:51:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 923738 | R Charles Schwab | 211 Main Street San Francisco CA 94105 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-20 | 273,100 | $0.00 | 5,497,359 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-04-21 | 1,000,000 | $18.72 | 131,728,387 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 41,111,990 | Indirect | by Limited Partnership |
| Common Stock | 6,884,465 | Indirect | By Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.64 to $18.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
