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Filing Details

Accession Number:: 0001127602-21-009605
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-05 21:01:37
Reporting Period:: 2021-03-04

Accepted Time:: 2021-03-05 21:01:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101382	Umb Financial Corp	UMBF	National Commercial Banks (6021)	430903811

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1739106	D James Rine	1010 Grand Blvd. Kansas City MO 64106	President Umb Bank, N.a.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-03-04	900	$39.97	19,976	No	4	M	Direct
Common Stock	Disposition	2021-03-04	100	$90.06	19,876	No	4	S	Direct
Common Stock	Disposition	2021-03-04	200	$90.12	19,676	No	4	S	Direct
Common Stock	Disposition	2021-03-04	100	$90.27	19,576	No	4	S	Direct
Common Stock	Disposition	2021-03-04	100	$90.47	19,476	No	4	S	Direct
Common Stock	Disposition	2021-03-04	100	$90.51	19,376	No	4	S	Direct
Common Stock	Disposition	2021-03-04	300	$90.58	19,076	No	4	S	Direct
Common Stock	Acquisiton	2021-03-05	2,746	$39.97	21,822	No	4	M	Direct
Common Stock	Acquisiton	2021-03-05	3,198	$45.58	25,020	No	4	M	Direct
Common Stock	Acquisiton	2021-03-05	2,573	$57.40	27,593	No	4	M	Direct
Common Stock	Acquisiton	2021-03-05	2,579	$51.42	30,172	No	4	M	Direct
Common Stock	Acquisiton	2021-03-05	2,921	$47.68	33,093	No	4	M	Direct
Common Stock	Acquisiton	2021-03-05	2,446	$75.25	35,539	No	4	M	Direct
Common Stock	Disposition	2021-03-05	500	$90.00	35,039	No	4	S	Direct
Common Stock	Disposition	2021-03-05	145	$90.01	34,894	No	4	S	Direct
Common Stock	Disposition	2021-03-05	300	$90.05	34,594	No	4	S	Direct
Common Stock	Disposition	2021-03-05	100	$90.06	34,494	No	4	S	Direct
Common Stock	Disposition	2021-03-05	200	$90.06	34,294	No	4	S	Direct
Common Stock	Disposition	2021-03-05	290	$90.07	34,004	No	4	S	Direct
Common Stock	Disposition	2021-03-05	10	$90.09	33,994	No	4	S	Direct
Common Stock	Disposition	2021-03-05	100	$90.10	33,894	No	4	S	Direct
Common Stock	Disposition	2021-03-05	200	$90.11	33,694	No	4	S	Direct
Common Stock	Disposition	2021-03-05	175	$90.12	33,519	No	4	S	Direct
Common Stock	Disposition	2021-03-05	100	$90.14	33,419	No	4	S	Direct
Common Stock	Disposition	2021-03-05	442	$90.15	32,977	No	4	S	Direct
Common Stock	Disposition	2021-03-05	400	$90.16	32,577	No	4	S	Direct
Common Stock	Disposition	2021-03-05	400	$90.17	32,177	No	4	S	Direct
Common Stock	Disposition	2021-03-05	100	$90.18	32,077	No	4	S	Direct
Common Stock	Disposition	2021-03-05	200	$90.19	31,877	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-04	900	$0.00	900	$39.97
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-05	2,746	$0.00	2,746	$39.97
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-05	3,198	$0.00	3,198	$45.58
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-05	2,573	$0.00	2,573	$57.40
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-05	2,579	$0.00	2,579	$51.42
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-05	2,921	$0.00	2,921	$47.68
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-05	2,446	$0.00	2,446	$75.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,746	2015-01-01	2022-01-01	No	4	M	Direct
0	2015-01-01	2022-01-01	No	4	M	Direct
0	2016-01-01	2023-01-01	No	4	M	Direct
0	2017-01-01	2024-01-01	No	4	M	Direct
0	2018-02-11	2025-02-11	No	4	M	Direct
0	2018-02-05	2026-02-05	No	4	M	Direct
0	2019-02-02	2027-02-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,309	Indirect	By ESOP

Footnotes

Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019.
Options vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020.
Options vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.