Filing Details
- Accession Number:
- 0001243716-21-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-05 19:05:03
- Reporting Period:
- 2021-03-03
- Accepted Time:
- 2021-03-05 19:05:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 945114 | Systemax Inc | SYX | Wholesale-Industrial Machinery & Equipment (5084) | 113262067 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243716 | Robert Dooley | C/O Systemax Inc. 11 Harbor Park Drive Port Washington NY 11050 | President, Industrial Prod Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-03 | 412 | $6.65 | 91,610 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-03 | 412 | $37.32 | 91,198 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-05 | 5,000 | $6.65 | 96,198 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-05 | 5,000 | $35.15 | 91,198 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-03 | 412 | $0.00 | 412 | $6.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-05 | 5,000 | $0.00 | 5,000 | $6.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,088 | 2026-12-14 | No | 4 | M | Direct | |
| 32,088 | 2026-12-14 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $37.32 to $37.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $34.85 to $35.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The amount of non-derivative securities beneficially owned following the reported transactions is 91,198, which includes 5,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 86,198 shares of common stock.
- The Employee Stock Option (right to buy) granted on December 14, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.
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