Filing Details
- Accession Number:
- 0000899243-21-010188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-05 18:20:21
- Reporting Period:
- 2021-03-05
- Accepted Time:
- 2021-03-05 18:20:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568651 | Oscar Health Inc. | OSCR | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1844320 | Mario Schlosser | 75 Varick Street, 5Th Floor New York NY 10013 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-03-05 | 146,514 | $39.00 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-03-05 | 219,772 | $0.00 | 219,772 | No | 4 | C | Indirect | By Pizzo-Schlosser 2020 GRAT and Spousal Trust |
Class A Common Stock | Disposition | 2021-03-05 | 219,772 | $39.00 | 0 | No | 4 | S | Indirect | By Pizzo-Schlosser 2020 GRAT and Spousal Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Pizzo-Schlosser 2020 GRAT and Spousal Trust |
No | 4 | S | Indirect | By Pizzo-Schlosser 2020 GRAT and Spousal Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Restricted Stock Units | Acquisiton | 2021-03-05 | 4,229,853 | $0.00 | 4,229,853 | $0.00 |
Class A Common Stock | Restricted Stock Units | Acquisiton | 2021-03-05 | 17 | $0.00 | 17 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-03-05 | 219,772 | $0.00 | 219,772 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,229,853 | 2028-03-05 | No | 4 | A | Direct | |
17 | No | 4 | A | Direct | ||
956,744 | No | 4 | C | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 333,333 | 333,333 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 633,333 | 633,333 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 333,333 | 333,333 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
333,333 | 333,333 | Indirect | |
633,333 | 633,333 | Indirect | |
333,333 | 333,333 | Indirect |
Footnotes
- The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, subject to certain exceptions, and will mandatorily convert into Class A common stock on the date that is seven years from the date of the prospectus used in connection with the Issuer's initial public offering and upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation.
- Mr. Schlosser disclaims beneficial ownership over the shares held of record by the trust except to the extent of his pecuniary interest therein, if any.
- Each performance restricted stock unit represents a contingent right to receive one share of Class A common stock.
- The performance restricted stock units vest upon the Issuer's common stock achieving certain specified price per share targets ranging from $90 to $270 per share.
- Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- The restricted stock units vest upon the earlier of (i) 180 days after the IPO date, or (ii) the second day following the expiration of the underwriter-mandated lock-up period associated with the Issuer's initial public offering.