Home > Insider Trading > Filing (0001209191-21-018188)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1580156	Houghton Mifflin Harcourt Co	HMHC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1253483	Michael Dolan	Houghton Mifflin Harcourt 125 High Street Boston MA 02110	Svp, Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-03	9,615	$0.00	70,196	No	4	M	Direct
Common Stock	Disposition	2021-03-04	4,270	$6.03	65,926	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-03-03	9,615	$0.00	9,615	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
19,230			No	4	M	Direct

Footnotes

9,615 restricted stock units held by Mr. Dolan vested on March 3, 2021 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the sale of 4,270 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8544 to $6.0403, inclusive. The Reporting Person undertakes to provide to the Company, any of the Company's security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
The remaining restricted stock units shall vest on March 3, 2022 and March 3, 2023, subject to continued employment with the Company.