Filing Details
- Accession Number:
- 0001567619-21-005702
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-05 11:41:24
- Reporting Period:
- 2021-03-03
- Accepted Time:
- 2021-03-05 11:41:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601016 | Raymond Mark Gerke | 11200 W Plank Court Wauwatosa WI 53226 | Cfo / Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-03 | 56 | $20.70 | 29,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 541 | $20.70 | 28,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 100 | $20.71 | 28,441 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 200 | $20.73 | 28,241 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,968 | Indirect | By ESOP |
Common Stock | 1,383 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 5,000 | 5,000 | Direct |
Common Stock | Stock Options | $14.98 | 2016-06-21 | 2026-06-20 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-04 | 5,000 | 5,000 | Direct |
2026-06-20 | 10,000 | 10,000 | Direct |