Filing Details
- Accession Number:
- 0001567619-21-005699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-05 11:37:42
- Reporting Period:
- 2021-03-03
- Accepted Time:
- 2021-03-05 11:37:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601016 | Raymond Mark Gerke | 11200 W Plank Court Wauwatosa WI 53226 | Cfo / Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-03 | 5,000 | $12.75 | 36,741 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-03 | 300 | $20.52 | 36,441 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 200 | $20.53 | 36,241 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 100 | $20.53 | 36,141 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 188 | $20.55 | 35,953 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 30 | $20.56 | 35,923 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 850 | $20.56 | 35,073 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 20 | $20.57 | 35,053 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 240 | $20.57 | 34,813 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 200 | $20.58 | 34,613 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 70 | $20.59 | 34,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 150 | $20.59 | 34,393 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 70 | $20.60 | 34,323 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 520 | $20.60 | 33,803 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 10 | $20.61 | 33,793 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 40 | $20.61 | 33,753 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 100 | $20.62 | 33,653 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 220 | $20.62 | 33,433 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 498 | $20.63 | 32,935 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 292 | $20.63 | 32,643 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 10 | $20.64 | 32,633 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 750 | $20.64 | 31,883 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 20 | $20.65 | 31,863 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 865 | $20.65 | 30,998 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 900 | $20.66 | 30,098 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 487 | $20.67 | 29,611 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 164 | $20.69 | 29,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 309 | $20.69 | 29,138 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2021-03-03 | 5,000 | $0.00 | 10,000 | $12.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,968 | Indirect | By ESOP |
Common Stock | 1,383 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $14.98 | 2016-06-21 | 2026-06-20 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-06-20 | 10,000 | 10,000 | Direct |