Filing Details
- Accession Number:
- 0001127602-21-009473
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 19:21:39
- Reporting Period:
- 2021-03-04
- Accepted Time:
- 2021-03-04 19:21:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1801742 | Carl David Odgers | 1010 Grand Boulevard Kansas City MO 64106 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-04 | 173 | $51.42 | 3,018 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-04 | 167 | $47.68 | 3,185 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-04 | 381 | $75.25 | 3,566 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-04 | 721 | $90.09 | 2,845 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-04 | 173 | $0.00 | 173 | $51.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-04 | 167 | $0.00 | 167 | $47.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-04 | 381 | $0.00 | 381 | $75.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-11 | 2025-02-11 | No | 4 | M | Direct |
| 0 | 2020-02-05 | 2026-02-05 | No | 4 | M | Direct |
| 0 | 2019-02-02 | 2027-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 188 | Indirect | By 401K |
| Common Stock | 225 | Indirect | By ESOP |
Footnotes
- Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
- Options will vest 100% on 2/11/2020.
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
- Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.
Billionaire Hedge Funds
