Filing Details
- Accession Number:
- 0001127602-21-009462
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 18:24:25
- Reporting Period:
- 2021-03-03
- Accepted Time:
- 2021-03-04 18:24:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659887 | S Thomas Terry | 1010 Grand Blvd. Kansas City MO 64106 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-03 | 2,521 | $39.97 | 31,339 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-03 | 2,217 | $45.58 | 33,556 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-03 | 218 | $89.38 | 33,338 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 199 | $89.39 | 33,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 103 | $89.42 | 33,036 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 100 | $89.43 | 32,936 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 703 | $89.44 | 32,233 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 600 | $89.45 | 31,633 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 223 | $89.51 | 31,410 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 200 | $89.52 | 31,210 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 289 | $89.53 | 30,921 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 360 | $89.54 | 30,561 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 70 | $89.55 | 30,491 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 12 | $89.56 | 30,479 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-03 | 2,521 | $0.00 | 2,521 | $39.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-03 | 2,217 | $0.00 | 2,217 | $45.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
| 0 | 2016-01-01 | 2023-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,615 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
- The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18
Billionaire Hedge Funds
