Filing Details
- Accession Number:
- 0001437749-21-004998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 16:20:05
- Reporting Period:
- 2021-03-02
- Accepted Time:
- 2021-03-04 16:20:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1621832 | Aqua Metals Inc. | AQMS | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 471169572 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1739726 | Shariq S. Yosufzai | 2500 Peru Dr Sparks NV 89437 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-02 | 38,603 | $3.93 | 242,710 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-02 | 38,603 | $4.80 | 204,107 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-02 | 150,000 | $4.80 | 54,107 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-02 | 38,603 | $0.00 | 38,603 | $3.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,503 | 2018-05-04 | 2023-05-04 | No | 4 | M | Direct |
Footnotes
- Represents 6,503 RSUs
Billionaire Hedge Funds
