Filing Details
- Accession Number:
- 0000707549-21-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 14:50:13
- Reporting Period:
- 2021-03-02
- Accepted Time:
- 2021-03-04 14:50:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1267376 | Ava Hahn | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Chief Legal Officer & Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-02 | 1,170 | $300.33 | 5,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-02 | 1,170 | $594.01 | 4,605 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-02 | 450 | $573.36 | 4,155 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-03-03 | 721 | $570.75 | 3,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-03-02 | 1,170 | $0.00 | 1,170 | $300.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,342 | 2027-03-02 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.
- The amount reported includes shares subject to unvested restricted stock units.
- Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
- The stock options will become exercisable in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023.
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