Filing Details
- Accession Number:
- 0000707549-21-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 14:46:38
- Reporting Period:
- 2021-03-02
- Accepted Time:
- 2021-03-04 14:46:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343531 | J Patrick Lord | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-02 | 5,590 | $594.01 | 7,372 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 1,064 | $300.33 | 8,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-02 | 1,064 | $594.01 | 7,372 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-02 | 528 | $573.36 | 6,844 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-03-02 | 1,064 | $0.00 | 1,064 | $300.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,128 | 2027-03-02 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.
- The amount reported includes shares subject to unvested restricted stock units.
- Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
- The stock options will become exercisable in three equal installments on 3/1/2021, 03/1/2022, and 3/2/2022.
Billionaire Hedge Funds
