Filing Details
- Accession Number:
- 0001209191-21-017683
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 13:53:26
- Reporting Period:
- 2021-03-02
- Accepted Time:
- 2021-03-04 13:53:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1591588 | A-Mark Precious Metals Inc. | AMRK | Wholesale-Jewelry, Watches, Precious Stones & Metals (5094) | 112464169 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1806388 | Brian Aquilino | 2121 Rosecrans Ave Suite 6300 El Segundo CA 90245 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2021-03-02 | 2,000 | $13.52 | 2,000 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2021-03-02 | 2,000 | $29.00 | 0 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2021-03-02 | 695 | $10.20 | 695 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2021-03-02 | 695 | $29.01 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2021-03-02 | 2,000 | $0.00 | 2,000 | $13.52 |
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2021-03-02 | 695 | $0.00 | 695 | $10.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2027-10-02 | No | 4 | M | Direct | |
1,000 | 2028-08-30 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $29.00 to not more than $29.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
- The option granted covered 2,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020.
- The option granted covered 3,000 shares, and vested or will vest 33.3% per year on August 30, 2019, 2020 and 2021.