Filing Details
- Accession Number:
- 0001562180-21-001964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 12:39:19
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-04 12:39:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238307 | J John Kauchak | Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Evp/Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 10,100 | $5.82 | 64,597 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 10,100 | $20.03 | 54,497 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 177 | $5.82 | 54,674 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-02 | 177 | $20.03 | 54,497 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-01 | 10,100 | $0.00 | 10,100 | $5.82 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-02 | 177 | $0.00 | 177 | $5.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,177 | 2021-11-17 | No | 4 | M | Direct | |
| 84,000 | 2021-11-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 10,250 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.28 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.06 USD; the price reported above reflects the weighted average sale price.
- 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.
- 10,250 shares held in an account at Computershare, which have upcoming vesting dates.
- Vests 3,667 share(s) on 17-Nov-2012, 3,666 share(s) on 17-Nov-2013, 3,667 share(s) on 17-Nov-2014
- 84,000 stock options were granted under various dates and vesting periods of which 64,001 are currently exercisable.
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