Filing Details

Accession Number:
0000824142-21-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-04 11:45:05
Reporting Period:
2021-03-02
Accepted Time:
2021-03-04 11:45:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
824142 Aaon Inc. AAON Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 870448736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757894 E Stephen Wakefield
2425 South Yukon
Tulsa OK 74107
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.004 Disposition 2021-03-02 926 $75.26 7,426 No 4 S Direct
Common Stock, Par Value $.004 Acquisiton 2021-03-02 1,532 $22.76 8,958 No 4 M Direct
Common Stock, Par Value $.004 Disposition 2021-03-02 1,532 $74.88 7,426 No 4 S Direct
Common Stock Disposition 2021-03-03 625 $74.87 0 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-03-02 1,532 $74.88 1,532 $22.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-18 2025-12-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.004 5,588 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $26.47 2017-08-01 2026-08-01 566 566 Direct
Common Stock Stock Option (Right to Buy) $32.80 2017-11-18 2026-11-18 1,440 1,440 Direct
Common Stock Stock Option (Right to Buy) $36.95 2019-01-02 2028-01-02 22,200 22,200 Direct
Common Stock Stock Option (Right to Buy) $41.37 2020-03-11 2029-03-11 91,000 91,000 Direct
Common Stock Stock Option (Right to Buy) $44.22 2021-03-11 2030-03-11 42,320 42,320 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-08-01 566 566 Direct
2026-11-18 1,440 1,440 Direct
2028-01-02 22,200 22,200 Direct
2029-03-11 91,000 91,000 Direct
2030-03-11 42,320 42,320 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $74.74 to $76.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $74.24 to $75.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.