Filing Details
- Accession Number:
- 0000824142-21-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 11:45:05
- Reporting Period:
- 2021-03-02
- Accepted Time:
- 2021-03-04 11:45:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1757894 | E Stephen Wakefield | 2425 South Yukon Tulsa OK 74107 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.004 | Disposition | 2021-03-02 | 926 | $75.26 | 7,426 | No | 4 | S | Direct | |
Common Stock, Par Value $.004 | Acquisiton | 2021-03-02 | 1,532 | $22.76 | 8,958 | No | 4 | M | Direct | |
Common Stock, Par Value $.004 | Disposition | 2021-03-02 | 1,532 | $74.88 | 7,426 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-03 | 625 | $74.87 | 0 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-02 | 1,532 | $74.88 | 1,532 | $22.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-12-18 | 2025-12-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.004 | 5,588 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $26.47 | 2017-08-01 | 2026-08-01 | 566 | 566 | Direct |
Common Stock | Stock Option (Right to Buy) | $32.80 | 2017-11-18 | 2026-11-18 | 1,440 | 1,440 | Direct |
Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 22,200 | 22,200 | Direct |
Common Stock | Stock Option (Right to Buy) | $41.37 | 2020-03-11 | 2029-03-11 | 91,000 | 91,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $44.22 | 2021-03-11 | 2030-03-11 | 42,320 | 42,320 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-08-01 | 566 | 566 | Direct |
2026-11-18 | 1,440 | 1,440 | Direct |
2028-01-02 | 22,200 | 22,200 | Direct |
2029-03-11 | 91,000 | 91,000 | Direct |
2030-03-11 | 42,320 | 42,320 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $74.74 to $76.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $74.24 to $75.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.