Filing Details
- Accession Number:
- 0000899243-21-009691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 21:52:24
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 21:52:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1689657 | Berkeley Lights Inc. | BLI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1163715 | E Michael Marks | 5858 Horton Street, Suite 320 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-01 | 20,000 | $61.93 | 1,294,142 | No | 4 | S | Indirect | By Mark Family Trust |
Common Stock | Disposition | 2021-03-02 | 12,008 | $62.22 | 1,282,134 | No | 4 | S | Indirect | By Mark Family Trust |
Common Stock | Disposition | 2021-03-02 | 6,210 | $63.16 | 1,275,924 | No | 4 | S | Indirect | By Mark Family Trust |
Common Stock | Disposition | 2021-03-02 | 1,782 | $64.61 | 1,274,142 | No | 4 | S | Indirect | By Mark Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Mark Family Trust |
No | 4 | S | Indirect | By Mark Family Trust |
No | 4 | S | Indirect | By Mark Family Trust |
No | 4 | S | Indirect | By Mark Family Trust |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.195 to $62.60. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- As trustee of the Marks Family Trust (the "Trust"), Mr. Marks may be deemed to beneficially own the shares held by the Trust. Mr. Marks disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.74 to $62.71. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.75 to $63.72. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.75 to $63.72. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects receipt of 1,314,142 shares received in a pro rata distribution in kind, which was exempt from reporting under Rule 16a-9.