Filing Details
- Accession Number:
- 0001683168-21-000772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 21:38:11
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 21:38:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1420520 | Atomera Inc | ATOM | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464249 | A. Scott Bibaud | C/O Atomera, Inc. 750 University Avenue, Suite 280 Los Gatos CA 95032 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-01 | 6,802 | $27.67 | 275,263 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 160,228 | $5.70 | 435,491 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 160,228 | $27.75 | 275,263 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 14,772 | $5.70 | 290,035 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-02 | 14,772 | $30.50 | 275,263 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-01 | 160,228 | $0.00 | 160,228 | $5.70 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-02 | 14,772 | $0.00 | 14,772 | $5.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 142,774 | 2016-10-16 | 2025-10-15 | No | 4 | M | Direct |
| 128,002 | 2017-12-17 | 2025-10-15 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
- The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Billionaire Hedge Funds
