Filing Details
- Accession Number:
- 0000350698-21-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 19:24:51
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 19:24:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1704241 | Coleman C Edmunds | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Evp, Gen Counsel & Corp Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-01 | 2,682 | $0.00 | 27,482 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-01 | 1,501 | $0.00 | 28,983 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-01 | 3,390 | $0.00 | 32,373 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-01 | 5,255 | $0.00 | 37,628 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-03-01 | 4,749 | $76.23 | 32,879 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-02 | 4,920 | $0.00 | 37,799 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-03-02 | 2,284 | $76.15 | 35,515 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-03 | 3,270 | $47.25 | 38,785 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-03 | 3,270 | $48.80 | 42,055 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-03-03 | 6,540 | $79.85 | 35,515 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2021-03-01 | 2,682 | $0.00 | 2,682 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2021-03-01 | 1,501 | $0.00 | 1,501 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2021-03-01 | 3,390 | $0.00 | 3,390 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2021-03-01 | 5,255 | $0.00 | 5,255 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2021-03-02 | 4,920 | $0.00 | 4,920 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2021-03-03 | 3,270 | $0.00 | 3,270 | $47.25 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2021-03-03 | 3,270 | $0.00 | 3,270 | $48.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 3,391 | No | 4 | M | Direct | ||
| 10,509 | No | 4 | M | Direct | ||
| 14,763 | No | 4 | M | Direct | ||
| 0 | 2023-03-01 | No | 4 | M | Direct | |
| 0 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
- The reporting person received a grant of 10,727 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
- The reporting person received a grant of 6,002 restricted stock units on May 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
- The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
- The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
- The reporting person received a grant of 19,683 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.
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