Filing Details
- Accession Number:
- 0001493152-21-005314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 18:55:57
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 18:55:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083743 | Flux Power Holdings Inc. | FLUX | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 860931332 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550109 | Michael Johnson | C/O Flux Power Holdings, Inc. 2685 S. Melrose Drive Vista, CA 92081 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-01 | 20,000 | $13.25 | 4,433,757 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-03-02 | 19,485 | $13.05 | 4,414,272 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-03-03 | 4,451 | $13.15 | 4,409,821 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.01 to $13.50, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.05 to $13.08, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.05 to $13.23, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Includes 4,259,821 shares of common stock owned by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.