Filing Details
- Accession Number:
- 0001209191-11-023867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-21 15:35:26
- Reporting Period:
- 2011-04-21
- Filing Date:
- 2011-04-21
- Accepted Time:
- 2011-04-21 15:35:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223179 | T Michael Verstegen | One Plexus Way Neenah WI 54956 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2011-04-21 | 10,000 | $15.83 | 21,556 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-04-21 | 10,000 | $37.00 | 11,556 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | Disposition | 2011-04-21 | 10,000 | $0.00 | 10,000 | $15.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 2,122 | Direct | |
| Common Stock, $.01 Par Value | 2,594 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | $12.94 | 2015-05-18 | 15,000 | 15,000 | Direct | |
| Common Stock | Option to buy | $42.52 | 2016-05-17 | 15,000 | 15,000 | Direct | |
| Common Stock | Option to buy | $21.41 | 2017-05-17 | 4,000 | 4,000 | Direct | |
| Common Stock | Option to buy | $23.83 | 2017-08-01 | 4,000 | 4,000 | Direct | |
| Common Stock | Option to buy | $30.54 | 2017-11-05 | 3,000 | 3,000 | Direct | |
| Common Stock | Option to buy | $22.17 | 2018-01-28 | 3,000 | 3,000 | Direct | |
| Common Stock | Option to buy | $24.21 | 2018-04-28 | 3,000 | 3,000 | Direct | |
| Common Stock | Option to buy | $29.71 | 2018-07-29 | 3,000 | 3,000 | Direct | |
| Common Stock | Option to buy | $18.09 | 2018-10-31 | 3,000 | 3,000 | Direct | |
| Common Stock | Option to buy | $14.63 | 2019-02-02 | 3,000 | 3,000 | Direct | |
| Common Stock | Option to buy | $20.95 | 2010-05-04 | 2019-05-04 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $25.75 | 2010-08-03 | 2019-08-03 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $25.34 | 2010-11-02 | 2019-11-02 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $34.00 | 2011-01-25 | 2020-01-25 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $38.24 | 2011-04-23 | 2020-04-23 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $30.48 | 2011-07-26 | 2020-07-26 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $29.80 | 2011-11-01 | 2020-11-01 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $27.14 | 2012-01-24 | 2021-01-24 | 3,000 | 3,000 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2,985 | 2,985 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 5,000 | 5,000 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 3,000 | 3,000 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 4,800 | 4,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-05-18 | 15,000 | 15,000 | Direct |
| 2016-05-17 | 15,000 | 15,000 | Direct |
| 2017-05-17 | 4,000 | 4,000 | Direct |
| 2017-08-01 | 4,000 | 4,000 | Direct |
| 2017-11-05 | 3,000 | 3,000 | Direct |
| 2018-01-28 | 3,000 | 3,000 | Direct |
| 2018-04-28 | 3,000 | 3,000 | Direct |
| 2018-07-29 | 3,000 | 3,000 | Direct |
| 2018-10-31 | 3,000 | 3,000 | Direct |
| 2019-02-02 | 3,000 | 3,000 | Direct |
| 2019-05-04 | 3,000 | 3,000 | Direct |
| 2019-08-03 | 3,000 | 3,000 | Direct |
| 2019-11-02 | 3,000 | 3,000 | Direct |
| 2020-01-25 | 3,000 | 3,000 | Direct |
| 2020-04-23 | 3,000 | 3,000 | Direct |
| 2020-07-26 | 3,000 | 3,000 | Direct |
| 2020-11-01 | 3,000 | 3,000 | Direct |
| 2021-01-24 | 3,000 | 3,000 | Direct |
| 2,985 | 2,985 | Direct | |
| 5,000 | 5,000 | Direct | |
| 3,000 | 3,000 | Direct | |
| 4,800 | 4,800 | Direct |
Footnotes
- Options were exercised and the underlying shares were sold pursuant to a Rule 10b5-1 plan.
- Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's trustee.
- Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last report from the Plan's trustee.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; vests one half each year, commencing on the first anniversary of grant.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on October 31, 2011.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. Common Stock. The Restricted Stock Units vest on August 3, 2012.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 25, 2013.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 24, 2014.
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