Filing Details
- Accession Number:
- 0001013857-21-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 17:17:08
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 17:17:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480560 | Leon Trefler | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Svp, Global Customer Success | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-01 | 1,922 | $11.05 | 12,653 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-01 | 677 | $133.52 | 11,976 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-03-01 | 1,245 | $134.07 | 10,731 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-01 | 67 | $133.52 | 10,664 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2021-03-01 | 1,922 | $0.00 | 1,922 | $11.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,899 | 2013-12-12 | 2022-12-12 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.
- Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.