Filing Details

Accession Number:
0001127602-21-009229
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-03 17:10:13
Reporting Period:
2021-02-28
Accepted Time:
2021-03-03 17:10:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
216085 Haverty Furniture Companies Inc HVT Retail-Furniture Stores (5712) 580281900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214531 Jr Rawson Haverty 780 Johnson Ferry Rd.
Suite 800
Atlanta GA 30342-
Senior Vice President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-28 2,781 $0.00 12,160 No 4 M Direct
Common Stock Disposition 2021-02-28 845 $36.17 11,315 No 4 F Direct
Common Stock Disposition 2021-03-01 5,950 $37.55 2,650 No 4 S Indirect H5-JRH LLC
Common Stock Disposition 2021-03-01 825 $37.55 375 No 4 S Indirect Co-ttee Of Tr Fbo Daughter
Common Stock Disposition 2021-03-01 825 $37.55 375 No 4 S Indirect Co-ttee Of Tr Fbo Son
Common Stock Disposition 2021-03-02 2,650 $37.66 0 No 4 S Indirect H5-JRH LLC
Common Stock Disposition 2021-03-02 375 $37.66 0 No 4 S Indirect Co-ttee Of Tr Fbo Daughter
Common Stock Disposition 2021-03-02 375 $37.66 0 No 4 S Indirect Co-ttee Of Tr Fbo Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Indirect H5-JRH LLC
No 4 S Indirect Co-ttee Of Tr Fbo Daughter
No 4 S Indirect Co-ttee Of Tr Fbo Son
No 4 S Indirect H5-JRH LLC
No 4 S Indirect Co-ttee Of Tr Fbo Daughter
No 4 S Indirect Co-ttee Of Tr Fbo Son
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock PRSUs 2018 Disposition 2021-02-28 2,781 $0.00 2,781 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 84,074 Direct
Class A Common Stock 65,140 Indirect By H5-JRH, LLC
Class A Common Stock 8,728 Indirect Co-ttee Of Tr Fbo Daughter
Class A Common Stock 3,296 Indirect Co-ttee Of Tr Fbo Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock PRSUs 2020.1 $0.00 1,319 1,319 Direct
Common Stock PRSUs 2020 $0.00 7,693 7,693 Direct
Common Stock PRSUs 2019 $0.00 1,656 1,656 Direct
Common Stock RSUs 2021 $0.00 2,493 2,493 Direct
Common Stock RSUs 2020 $0.00 3,663 3,663 Direct
Common Stock RSUs 2019 $0.00 2,550 2,550 Direct
Common Stock RSUs 2018 $0.00 1,500 1,500 Direct
Common Stock RSUs 2017 $0.00 875 875 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,319 1,319 Direct
7,693 7,693 Direct
1,656 1,656 Direct
2,493 2,493 Direct
3,663 3,663 Direct
2,550 2,550 Direct
1,500 1,500 Direct
875 875 Direct
Footnotes
  1. Sales prices range from $37.25 to $38.02 with a weighted average of $37.55.
  2. Sales prices range from $37.50 to $37.75 with a weighted average of $37.66.
  3. Performance Restricted Stock Units ("PRSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2018. This amount represents the number of performance units earned for fiscal year 2018, which were certified by the Nominating, Compensation and Governance Committee. The performance units vest on February 28, 2021.
  4. Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on comparable store sales for the year ended December 31, 2020 and will vest on February 28, 2023.
  5. Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.
  6. Performance Restricted Stock Units ("PRSUs") award granted 1/31/2019. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.
  7. Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.
  8. Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.
  9. Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.
  10. Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.
  11. Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.