Filing Details
- Accession Number:
- 0001013857-21-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 17:08:55
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 17:08:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237268 | I Douglas Kra | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Svp, Global Customer Success | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 30,735 | $25.20 | 71,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 15,803 | $135.00 | 56,096 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-03-01 | 14,932 | $135.00 | 41,164 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2021-03-01 | 30,735 | $0.00 | 30,735 | $25.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,618 | 2017-03-09 | 2026-03-09 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Options vested 20% on March 9, 2017, and the remaining 80% vested in equal quarterly installments over the next four years.
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