Home > Insider Trading > Filing (0001601712-21-000117)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1601712	Synchrony Financial	SYF	Finance Services (6199)	510483352

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1614718	M Margaret Keane	C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-03-01	101,250	$40.00	854,678	No	4	A	Direct
Common Stock	Disposition	2021-03-01	41,453	$40.00	813,225	No	4	F	Direct
Common Stock	Acquisiton	2021-03-01	53,205	$24.55	866,430	No	4	M	Direct
Common Stock	Acquisiton	2021-03-01	98,218	$23.00	964,648	No	4	M	Direct
Common Stock	Disposition	2021-03-01	53,205	$39.87	911,443	No	4	S	Direct
Common Stock	Disposition	2021-03-01	98,218	$39.87	813,225	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-01	53,205	$0.00	53,205	$24.55
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-01	98,218	$0.00	98,218	$23.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-09-17	No	4	M	Direct
0	2018-07-31	2024-07-31	No	4	M	Direct

Footnotes

Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.45 to $40.09. Information regarding the number of shares sold at each price will be provided upon request.
The reporting person was awarded 79,815 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.