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Filing Details

Accession Number:: 0001209191-11-023841
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-21 14:16:02
Reporting Period:: 2011-04-20

Filing Date:: 2011-04-21
Accepted Time:: 2011-04-21 14:16:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1077496	Alta Embarcadero Partners Ii Llc	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1106287	Garrett Gruener	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1198325	Daniel Janney	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1198330	P Guy Nohra	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1245270	Alta California Partners Ii Lp	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1245277	Alta California Management Partners Ii Llc	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-04-20	1,347,671	$0.00	1,347,671	No	4	C	Direct
Common Stock	Acquisiton	2011-04-20	17,026	$0.00	1,364,697	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2011-04-20	230,672	$0.00	1,595,369	No	4	C	Direct
Common Stock	Acquisiton	2011-04-20	2,914	$0.00	1,598,283	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2011-04-20	168,142	$0.00	1,766,425	No	4	C	Direct
Common Stock	Acquisiton	2011-04-20	2,124	$0.00	1,768,549	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2011-04-20	82,293	$3.00	1,850,842	No	4	X	Direct
Common Stock	Disposition	2011-04-20	41,147	$6.00	1,809,695	No	4	S	Direct
Common Stock	Acquisiton	2011-04-20	1,039	$3.00	1,810,734	No	4	X	Indirect	See Footnote
Common Stock	Disposition	2011-04-20	520	$6.00	1,804,009	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2011-04-20	281,851	$6.00	1,528,363	No	4	S	Direct
Common Stock	Disposition	2011-04-20	3,559	$6.00	1,524,804	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Indirect	See Footnote
No	4	C	Direct
No	4	C	Indirect	See Footnote
No	4	C	Direct
No	4	C	Indirect	See Footnote
No	4	X	Direct
No	4	S	Direct
No	4	X	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Direct
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series D Convertible Preferred Stock	Disposition	2011-04-20	1,347,671	$0.00	1,347,671	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2011-04-20	17,026	$0.00	17,026	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2011-04-20	230,672	$0.00	230,672	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2011-04-20	2,914	$0.00	2,914	$0.00
Common Stock	Series F Convertible Preferred Stock	Disposition	2011-04-20	168,142	$0.00	168,142	$0.00
Common Stock	Series F Convertible Preferred Stock	Disposition	2011-04-20	2,124	$0.00	2,124	$0.00
Common Stock	Warrant to purchase Common Stock	Disposition	2011-04-20	17,509	$3.00	17,509	$3.00
Common Stock	Warrant to purchase Common Stock	Disposition	2011-04-20	221	$3.00	221	$3.00
Common Stock	Warrant to purchase Common Stock	Disposition	2011-04-20	17,509	$3.00	17,509	$3.00
Common Stock	Warrant to purchase Common Stock	Disposition	2011-04-20	221	$3.00	221	$3.00
Common Stock	Warrant to purchase Common Stock	Disposition	2011-04-20	47,275	$3.00	47,275	$3.00
Common Stock	Warrant to purchase Common Stock	Disposition	2011-04-20	597	$3.00	597	$3.00

Exercise Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	No	4	C	Direct
	No	4	C	Indirect
	No	4	C	Direct
	No	4	C	Indirect
	No	4	C	Direct
	No	4	C	Indirect
2001-07-09	No	4	X	Direct
2001-07-09	No	4	X	Indirect
2001-08-09	No	4	X	Direct
2001-08-09	No	4	X	Indirect
2001-10-01	No	4	X	Direct
2001-10-01	No	4	X	Indirect

Footnotes

Upon the closing of the Issuer's initial public offering on April 20, 2011, each share of Series D Convertible Preferred Stock (the "Series D Shares"), each share of Series E Convertible Preferred Stock (the "Series E Shares"), and each share of the Series F Convertible Preferred Stock (the "Series F Shares") converted automatically into shares of the Issuer's Common Stock. The Series D Shares, the Series E Shares, and the Series F shares converted on a one-to-one basis into Common Stock, without payment of additional consideration. The Series D Shares, the Series E shares, and the Series F shares were convertible at any time, at the holder's election, and automatically upon consummation of the Issuer's intial public offering and had no expiration date.
Alta California Management Partners II, LLC (ACMPII") is the general Partner of Alta California Partners II, L.P. ("ACPII"). Garrett Gruener, Guy Nohra, and Dan Janney are members of ACMPII and Mr. Gruener and Mr. Nohra are also members of Alta Embarcadero Partners II, LLC ("AEPII"), along with ACPII shall be known as "the Funds," exercise shared voting and investment power with respect to the securities held by the Funds. Each of the reporting persons disclaim beneficial ownership of such securities, except to the extent of his proportionate pucuniary interest therein.
These securities are beneficially owned by ACPII.
These securities are beneficially owned by AEPII.
These shares reflect the combined net exercise of the ACPII warrants for Common Stock pursuant to the terms of the warrant into 41,146 shares of the Issuer's Common Stock.
These shares reflect the combined net exercise of the AEPII warrants for Common Stock pursuant to the terms of the warrant into 519 shares of the Issuer's Common Stock.
Shares sold as part of the offering per the S-1 including shares sold as part of the partial exercise of the overallotment.
Pursuant to its terms, warrant would terminate at the closing of the Issuer's initial public offering. Holder elected to net exercise the warrants contingent upon and effective immediately prior to the closing of the Issuer's initial public offering of Common Stock.