Filing Details
- Accession Number:
- 0001321646-21-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 16:25:21
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 16:25:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478560 | Michael Kevin Fogarty | C/O Kraton Corporation 15710 John F. Kennedy Blvd., Suite 300 Houston TX 77032 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 42,070 | $0.00 | 479,602 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 83,098 | $37.11 | 562,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 83,098 | $40.41 | 479,602 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-02 | 20,872 | $39.19 | 458,730 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2021-03-01 | 83,098 | $40.41 | 83,098 | $37.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-07 | No | 4 | M | Direct |
Footnotes
- The award shall vest in three equal annual installments beginning on March 1, 2022, subject to the Reporting Person being continuously employed by the Issuer through each applicable vesting date.
- The price in column 4 is a weighted average. The prices actually received range from $40.0200 to $41.0100. For all transactions reported in this Form 4 utilizing a weighted average price, the Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 53,040 restricted stock units, the first annual installment of the award granted to the Reporting Person on March 2, 2020.
- The options vested in three equal installments on March 7, 2012, March 7, 2013 and March 7, 2014.
Billionaire Hedge Funds
