Filing Details
- Accession Number:
- 0001127602-21-009093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 16:01:21
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 16:01:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 794170 | Toll Brothers Inc. | TOL | Operative Builders (1531) | 232416878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 922997 | I Robert Toll | 1140 Virginia Drive Fort Washington PA 19034 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 1,600 | $20.50 | 856,179 | No | 4 | M | Indirect | Robert I. Toll Revocable Trust |
| Common Stock | Disposition | 2021-03-01 | 2,018 | $54.75 | 854,161 | No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| Common Stock | Disposition | 2021-03-01 | 129,992 | $53.34 | 724,169 | No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| Common Stock | Disposition | 2021-03-01 | 73,151 | $54.36 | 651,018 | No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| Common Stock | Acquisiton | 2021-03-02 | 81,003 | $20.50 | 732,021 | No | 4 | M | Indirect | Robert I. Toll Revocable Trust |
| Common Stock | Disposition | 2021-03-02 | 120,879 | $52.70 | 611,142 | No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| Common Stock | Disposition | 2021-03-02 | 210,613 | $53.70 | 400,529 | No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Robert I. Toll Revocable Trust |
| No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| No | 4 | M | Indirect | Robert I. Toll Revocable Trust |
| No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
| No | 4 | S | Indirect | Robert I. Toll Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-01 | 1,600 | $0.00 | 1,600 | $20.50 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-02 | 81,003 | $0.00 | 81,003 | $20.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 81,003 | 2012-12-20 | 2021-12-20 | No | 4 | M | Direct |
| 0 | 2012-12-20 | 2021-12-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,820,316 | Direct | |
| Common Stock | 1,881 | Indirect | 401(k) Plan |
| Common Stock | 202,957 | Indirect | Trusts |
| Common Stock | 500,000 | Indirect | GRAT, Expires March, 2022 |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $54.75 to $54.775 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $52.97 to $53.89 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $53.93 to $54.50 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $52.22 to $53.205 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $53.21 to $54.07 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.
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