Filing Details
- Accession Number:
- 0000944075-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 16:01:20
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 16:01:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944075 | Socket Mobile Inc. | SCKT | Electronic Computers (3571) | 943155066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1724840 | Lynn Zhao | 39700 Eureka Drive Newark CA 94560 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 3,600 | $2.36 | 64,747 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 2,300 | $1.08 | 67,047 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 5,900 | $12.58 | 61,147 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common stock option | Disposition | 2021-03-01 | 3,600 | $2.36 | 3,600 | $2.36 |
| Common | Common stock option | Disposition | 2021-03-01 | 2,300 | $1.08 | 2,300 | $1.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 83,712 | 2022-02-27 | No | 4 | X | Direct | |
| 81,412 | 2022-11-09 | No | 4 | X | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/24/2020 for the period of 3/1/2021 to 11/15/2021.
- Grants vested in 48 equal monthly installments commencing March 1, 2012 and December 1, 2012 respectively.
Billionaire Hedge Funds
