Home > Insider Trading > Filing (0001209191-21-016772)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1059556	Moodys Corp	MCO	Services-Consumer Credit Reporting, Collection Agencies (7320)	133998945

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1791243	L Michael West	7 World Trade Center 250 Greenwich Street New York NY 10007	President, Moody's Investors	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-03-01	2,756	$0.00	11,716	No	4	A	Direct
Common Stock	Disposition	2021-03-01	1,752	$280.63	9,964	No	4	F	Direct
Common Stock	Acquisiton	2021-03-01	1,297	$113.34	11,261	No	4	M	Direct
Common Stock	Disposition	2021-03-01	1,297	$281.68	9,964	No	4	S	Direct
Common Stock	Acquisiton	2021-03-01	926	$167.50	10,890	No	4	M	Direct
Common Stock	Disposition	2021-03-01	926	$281.82	9,964	No	4	S	Direct
Common Stock	Acquisiton	2021-03-01	1,972	$173.58	11,936	No	4	M	Direct
Common Stock	Disposition	2021-03-01	1,972	$282.27	9,964	No	4	S	Direct
Common Stock	Disposition	2021-03-02	2,000	$282.90	7,964	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-01	1,297	$0.00	1,297	$113.34
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-01	926	$0.00	926	$167.50
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-01	1,972	$0.00	1,972	$173.58

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2018-02-23	2027-02-23	No	4	M	Direct
2019-02-16	2028-02-16	No	4	M	Direct
2020-02-25	2029-02-25	No	4	M	Direct

Footnotes

Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.
Disposition of shares to satisfy tax withholding obligation.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$281.66 to $281.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$281.75 to $282.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$282.06 to $282.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
One fourth of options vest each year beginning with the date indicated.