Filing Details
- Accession Number:
- 0001254402-21-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 14:22:46
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 14:22:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254402 | A James Simms | 25 Frontage Rd. Andover MA 01810 | Cfo And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 12,498 | $6.29 | 25,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 12,498 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 2,484 | $8.05 | 15,734 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 2,484 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 1,764 | $5.67 | 15,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 1,764 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 13,504 | $11.42 | 26,754 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 13,504 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 3,726 | $13.42 | 16,976 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 3,726 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 3,771 | $10.61 | 17,021 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 3,771 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 1,551 | $19.35 | 14,801 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 1,551 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 425 | $47.15 | 13,675 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 425 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 323 | $31.05 | 13,573 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 323 | $101.27 | 13,250 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-01 | 1,947 | $101.35 | 11,303 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 12,498 | $0.00 | 12,498 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 2,484 | $0.00 | 2,484 | $8.05 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 1,764 | $0.00 | 1,764 | $5.67 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 13,504 | $0.00 | 13,504 | $11.42 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 3,726 | $0.00 | 3,726 | $13.42 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 3,771 | $0.00 | 3,771 | $10.61 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 1,551 | $0.00 | 1,551 | $19.35 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 425 | $0.00 | 425 | $47.15 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-03-01 | 323 | $0.00 | 323 | $31.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2023-06-17 | No | 4 | M | Direct | |
| 0 | 2024-06-20 | No | 4 | M | Direct | |
| 0 | 2023-06-21 | No | 4 | M | Direct | |
| 0 | 2024-10-23 | No | 4 | M | Direct | |
| 0 | 2025-06-15 | No | 4 | M | Direct | |
| 942 | 2026-06-17 | No | 4 | M | Direct | |
| 1,033 | 2027-06-16 | No | 4 | M | Direct | |
| 636 | 2028-06-15 | No | 4 | M | Direct | |
| 1,288 | 2029-06-28 | No | 4 | M | Direct |
Footnotes
- The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2018 (705 shares), 8/31/2018 (593 shares ), 2/28/2019 (470 shares) and 8/30/2019 (179 shares).
- This stock option is exercisable in full.
- Remaining options will vest on 6/17/2021.
- Remaining options will vest in equal installments on 6/16/2021 and 6/16/2022.
- Remaining options will vest in equal installments on 6/15/2021, 6/15/2022 and 6/15/2023.
- Remaining options will vest in equal installments on 6/28/2021, 6/28/2022, 6/28/2023 and 6/28/2024.
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