Filing Details
- Accession Number:
- 0001209191-21-016712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 13:00:46
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 13:00:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1368889 | Dallas Richard White | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | Disposition | 2021-03-01 | 6,666 | $0.00 | 13,334 | No | 4 | D | Direct | |
| Diodes Incorporated Common Stock - Performance Stock Units | Acquisiton | 2021-03-01 | 13,334 | $0.00 | 26,668 | No | 4 | A | Direct | |
| Diodes Incorporated Common Stock - Performance Stock Units | Disposition | 2021-03-02 | 26,668 | $78.20 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- A portion of the 2018 PSU award was forfeited because Richard White stepped down as CFO before the end of the 3 year measurement period.
- The Target Performance was achieved and the 2018 PSU Award was vested at 200%.
- A portion of these performance stock unit shares were automatically sold to cover income tax on the vested 2018 performance award.
Billionaire Hedge Funds
