Filing Details
- Accession Number:
- 0001209191-21-016711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 13:00:02
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 13:00:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113706 | A Thomas Gendron | 1081 Woodward Way Fort Collins CO 80524 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2021-03-01 | 16,828 | $40.99 | 22,615 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2021-03-01 | 16,828 | $118.32 | 5,787 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2021-03-01 | 16,828 | $0.00 | 16,828 | $40.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-10-01 | 2023-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 42,000 | Indirect | The T2G Family Foundation |
| Woodward, Inc. Common Stock | 1,906 | Indirect | TEAGII, LLP |
| Woodward, Inc. Common Stock | 94,350 | Indirect | The 2020 Gendron Legacy Trust |
| Woodward, Inc. Common Stock | 94,350 | Indirect | The Gendron Descendants Trust |
| Woodward, Inc. Common Stock | 20,650 | Indirect | Woodward Retirement Savings Plan |
Footnotes
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $118.00 to $118.84 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- The T2G Family Foundation is a family foundation in which the Reporting Person retains control of the shares held by the foundation.
- TEAGII LLP is a limited partnership of which the reporting person is the sole general partner and of which the reporting person and his wife are the sole limited partners.
- The 2020 Gendron Legacy Trust is a family trust of which the reporting person's wife is the trustee.
- The Gendron Descendants Trust is a family trust of which the reporting person is the trustee.
- The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan is based on a calculation as of February 10, 2021.
- Options, which expire October 1, 2023, became exercisable as to 25% of the shares on October 1, 2014 and each one-year anniversary thereafter.
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