Filing Details

Accession Number:
0000707549-21-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-03 11:18:41
Reporting Period:
2021-03-01
Accepted Time:
2021-03-03 11:18:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
707549 Lam Research Corp LRCX Special Industry Machinery, Nec (3559) 942634797
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392424 A Richard Gottscho 4650 Cushing Parkway
Fremont CA 94538
Executive Vice President & Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-01 1,754 $190.07 40,604 No 4 M Direct
Common Stock Disposition 2021-03-01 1,754 $576.56 38,850 No 4 S Direct
Common Stock Acquisiton 2021-03-01 3,540 $176.75 42,390 No 4 M Direct
Common Stock Disposition 2021-03-01 3,540 $576.56 38,850 No 4 S Direct
Common Stock Disposition 2021-03-01 4,824 $598.81 34,026 No 4 F Direct
Common Stock Disposition 2021-03-01 658 $598.81 33,368 No 4 F Direct
Common Stock Disposition 2021-03-01 870 $598.81 32,498 No 4 F Direct
Common Stock Acquisiton 2021-03-01 1,817 $0.00 34,315 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-01 1,754 $0.00 1,754 $190.07
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-01 3,540 $0.00 3,540 $176.75
Common Stock Market-based Performance Restricted Stock Unit Acquisiton 2021-03-01 2,272 $0.00 2,272 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2021-03-01 1,362 $0.00 1,362 $598.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-03-01 No 4 M Direct
3,540 2026-03-01 No 4 M Direct
2,272 No 4 A Direct
1,362 2028-03-01 No 4 A Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/10/2020.
  2. The amount reported includes shares subject to unvested restricted stock units.
  3. Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
  4. The restricted stock units will vest in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024.
  5. The stock options will become exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021.
  6. The stock options will become exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022.
  7. The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2024. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Total Return Index Total Shareholder Return during the performance period of 02/01/2021 through 01/31/2024.
  8. The stock options will become exercisable in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024.