Filing Details

Accession Number:
0001567619-21-005454
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-02 20:42:32
Reporting Period:
2021-03-01
Accepted Time:
2021-03-02 20:42:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1733998 Northwest Natural Holding Co NWN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629836 A. Kimberly Heiting 250 Sw Taylor St
Portland OR 97204
Svp, Operations No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-01 1,500 $45.74 12,032 No 4 M Direct
Common Stock Disposition 2021-03-01 1,500 $48.33 10,532 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Buy Disposition 2021-03-01 1,500 $0.00 1,500 $45.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 73 Indirect See Footnote
Common Stock 1,234 Indirect See Footnote
Footnotes
  1. This transaction was part of a cashless exercise of stock options, executed in multiple trades on reported date with prices ranging from $48.28 to $48.39, resulting in an average price of $48.3275. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Continued share holdings are noted in Table 1.
  2. Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
  3. Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 16, 2021.
  4. The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.
  5. Options were granted as part of compensation for services. The options were exercised as a cashless exercise.