Home > Insider Trading > Filing (0001567619-21-005452)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1733998	Northwest Natural Holding Co	NWN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1629792	M Shawn Filippi	250 Sw Taylor St Portland OR 97204	Vp, Cco & Corp. Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-01	600	$45.74	2,211	No	4	M	Direct
Common Stock	Disposition	2021-03-01	600	$48.23	1,611	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option to Buy	Disposition	2021-03-01	600	$0.00	600	$45.74

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-03-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,837	Indirect	See Footnote
Common Stock	1,090	Indirect	See Footnote

Footnotes

This transaction was part of a cashless exercise of stock options, executed in multiple trades on reported date with prices ranging from $48.20 to $48.285, resulting in an average price of $48.2317. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Continued share holdings are noted in Table 1.
Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 16, 2021.
The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.
Options were granted as part of compensation for services. The options were exercised as a cashless exercise.