Filing Details

Accession Number:
0001181431-11-024814
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-20 19:25:52
Reporting Period:
2011-04-20
Filing Date:
2011-04-20
Accepted Time:
2011-04-20 19:25:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513908 Sigmund Anderman C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2011-03-07 25,000 $3.66 25,000 No 4 M Direct
Common Stock, $0.0001 Par Value Disposition 2011-04-20 25,000 $6.00 0 No 4 S Direct
Common Stock, $0.0001 Par Value Disposition 2011-04-20 68,398 $6.00 466,842 No 4 S Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Purchase Right (right to buy) Disposition 2011-03-07 25,000 $0.00 25,000 $3.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-04-29 2011-03-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.0001 Par Value 83,333 Indirect By GRAT
Footnotes
  1. The reporting person was originally granted the right to purchase 75,000 shares of common stock on April 29, 2010 in a transaction exempt under Rule 16b-3(d). For purposes of this Form 4, the number of shares and the exercise price have been adjusted to reflect a 1-for-3 reverse stock split of the Issuer's outstanding securities effected on April 14, 2011.
  2. These shares are held by The Sigmund and Susan Anderman Family Trust dated March 3, 2006.
  3. These shares are held by Sigmund Anderman, Trustee of The Sigmund Anderman 2010 Grantor Retained Annuity Trust dated May 26, 2010.