Filing Details
- Accession Number:
- 0001181431-11-024814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-20 19:25:52
- Reporting Period:
- 2011-04-20
- Filing Date:
- 2011-04-20
- Accepted Time:
- 2011-04-20 19:25:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513908 | Sigmund Anderman | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Acquisiton | 2011-03-07 | 25,000 | $3.66 | 25,000 | No | 4 | M | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2011-04-20 | 25,000 | $6.00 | 0 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2011-04-20 | 68,398 | $6.00 | 466,842 | No | 4 | S | Indirect | By Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Purchase Right (right to buy) | Disposition | 2011-03-07 | 25,000 | $0.00 | 25,000 | $3.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-29 | 2011-03-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.0001 Par Value | 83,333 | Indirect | By GRAT |
Footnotes
- The reporting person was originally granted the right to purchase 75,000 shares of common stock on April 29, 2010 in a transaction exempt under Rule 16b-3(d). For purposes of this Form 4, the number of shares and the exercise price have been adjusted to reflect a 1-for-3 reverse stock split of the Issuer's outstanding securities effected on April 14, 2011.
- These shares are held by The Sigmund and Susan Anderman Family Trust dated March 3, 2006.
- These shares are held by Sigmund Anderman, Trustee of The Sigmund Anderman 2010 Grantor Retained Annuity Trust dated May 26, 2010.