Filing Details

Accession Number:
0001209191-21-016304
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-03-02 17:29:49
Reporting Period:
2020-03-05
Accepted Time:
2021-03-02 17:29:49
Original Submission Date:
2020-03-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580156 Houghton Mifflin Harcourt Co HMHC () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253483 Michael Dolan Houghton Mifflin Harcourt
125 High Street
Boston MA 02110
Svp, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-03-11 2,947 $4.02 53,908 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. As previously reported, 6,451 restricted stock units held by Mr. Dolan vested on March 5, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock. Mr. Dolan's tax withholding obligations in connection with federal, state, local or other taxes required to be withheld of paid in connection with the settlement of the restricted stock units were satisfied via open market sales, not through share withholding as previously reported.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4 to $4.245, inclusive. The reporting person undertakes to provide to the Company, any of the Company's security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.