Filing Details
- Accession Number:
- 0001209191-21-016304
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-03-02 17:29:49
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2021-03-02 17:29:49
- Original Submission Date:
- 2020-03-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580156 | Houghton Mifflin Harcourt Co | HMHC | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253483 | Michael Dolan | Houghton Mifflin Harcourt 125 High Street Boston MA 02110 | Svp, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-11 | 2,947 | $4.02 | 53,908 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- As previously reported, 6,451 restricted stock units held by Mr. Dolan vested on March 5, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock. Mr. Dolan's tax withholding obligations in connection with federal, state, local or other taxes required to be withheld of paid in connection with the settlement of the restricted stock units were satisfied via open market sales, not through share withholding as previously reported.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4 to $4.245, inclusive. The reporting person undertakes to provide to the Company, any of the Company's security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.